Cavalier Investments, LLC
● SEC registered since 2015CRD 281201SEC# 801-106545Alpharetta, GA
Reg. AUM
$421.4M
Employees
7
Accounts
7
Location
Alpharetta, GA
Cavalier Investments, LLC assets under management
Cavalier Investments, LLC is an investment advisory firm registered with the SEC based in Alpharetta, GA. The firm has been registered since 2015. It reports $421.4 million in regulatory assets under management and employs 7 people.
Cavalier Investments, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Thomas MacKenzie | Chief Compliance Officer | Under 5% | 2025 |
| Cavalier16, Inc. Control | Direct Owner | 50-75% | 2016 |
| Gary Scott Wetherington | Chief Investment Officer | Under 5% | 2016 |
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Join to unlock · $37/moFrequently asked questions
How much does Cavalier Investments, LLC manage?
Cavalier Investments, LLC reports $421.4 million in regulatory assets under management on its Form ADV.
How many employees does Cavalier Investments, LLC have?
Cavalier Investments, LLC reports 7 employees.
Where is Cavalier Investments, LLC located?
Cavalier Investments, LLC is based in Alpharetta, GA and has been SEC-registered since 2015.
Does Cavalier Investments, LLC disclose fund performance?
Cavalier Investments, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 12600 Deerfield Parkway, Suite 100, Alpharetta, GA 30004 |
| Phone | 888.721.4588 |
| Office hours | 9-5 |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$421.4M▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 52%
Larger than 48% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$421.4Mregulatory AUM
Discretionary $418.3MNon-discretionary $3.1M