Caxton Associates (USA) LLC
● SEC registered since 2005CRD 132823SEC# 801-63731New York, NY
Reg. AUM
$4.63B
Employees
25
Accounts
9
Location
New York, NY
Caxton Associates (USA) LLC assets under management
Caxton Associates (USA) LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2005. It reports $4.6 billion in regulatory assets under management and employs 25 people.
Caxton Associates (USA) LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alexander Michael Underwood Control | General Counsel | Under 5% | 2025 |
| Benjamin Stephan Ohly Control | Chief Compliance Officer | Under 5% | 2023 |
| Caxton Associates Llp Control | Sole Shareholder | Over 75% | 2025 |
See all 8 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Caxton Associates (USA) LLC manage?
Caxton Associates (USA) LLC reports $4.6 billion in regulatory assets under management on its Form ADV.
How many employees does Caxton Associates (USA) LLC have?
Caxton Associates (USA) LLC reports 25 employees.
Where is Caxton Associates (USA) LLC located?
Caxton Associates (USA) LLC is based in New York, NY and has been SEC-registered since 2005.
Does Caxton Associates (USA) LLC disclose fund performance?
Caxton Associates (USA) LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 280 Park Avenue, 43rd Floor, New York, NY 10017 |
| Phone | 212-593-7700 |
| Office hours | 8:30 To 6:00 |
| SEC region | New York Regional Office (NYRO) |
| CIK | 872573 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$4.63B▲ 11%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 14%
Larger than 86% of 16,271 advisers
EmployeesTop 20%
More than 80% of 16,825 advisers
Assets under management
$4.63Bregulatory AUM
Discretionary $4.63B