Cdm Financial Counseling Services, Inc.
● SEC registered since 2018CRD 126295SEC# 801-112929Norwich, CT
Reg. AUM
$315.4M
Employees
2
Accounts
593
Location
Norwich, CT
Cdm Financial Counseling Services, Inc. assets under management
Cdm Financial Counseling Services, Inc. is a registered investment adviser overseen by the SEC based in Norwich, CT. The firm has been registered since 2018. It reports $315.4 million in regulatory assets under management and employs 2 people.
Cdm Financial Counseling Services, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Drake Sawyer Control | Chief Compliance Officer / Vice President | 50-75% | 2020 |
| Denise G Lindell | Shareholder | 10-25% | 2024 |
| Steven L. Bokoff Control | President, Treasurer | 25-50% | 1996 |
Frequently asked questions
How much does Cdm Financial Counseling Services, Inc. manage?
Cdm Financial Counseling Services, Inc. reports $315.4 million in regulatory assets under management on its Form ADV.
How many employees does Cdm Financial Counseling Services, Inc. have?
Cdm Financial Counseling Services, Inc. reports 2 employees.
Where is Cdm Financial Counseling Services, Inc. located?
Cdm Financial Counseling Services, Inc. is based in Norwich, CT and has been SEC-registered since 2018.
Does Cdm Financial Counseling Services, Inc. disclose fund performance?
Cdm Financial Counseling Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 457 West Main Street, Norwich, CT 06360 |
| Phone | 860-886-5108 |
| Fax | 860-889-8683 |
| Office hours | 8:30 a.m. - 4:30 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$315.4M▲ 15%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 61%
Larger than 39% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$315.4Mregulatory AUM
Discretionary $190.8MNon-discretionary $124.6M