Centaurus Financial, Inc.
● SEC registered since 1999CRD 30833SEC# 801-56882Anaheim, CA
Reg. AUM
$7.34B
Employees
580
Accounts
38,049
Location
Anaheim, CA
Centaurus Financial, Inc. assets under management
Centaurus Financial, Inc. is an investment advisory firm registered with the SEC based in Anaheim, CA. The firm has been registered since 1999. It reports $7.3 billion in regulatory assets under management and employs 580 people.
Centaurus Financial, Inc. owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Federation of Financial Services Control | Owner | Over 75% | 1993 |
| James Ronald Sr King Control | Director/Chairman Of The Board/Ceo | Under 5% | 2007 |
| Jerome Victor Duhovic Control | Chief Compliance Officer | Under 5% | 2017 |
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Join to unlock · $37/moFrequently asked questions
How much does Centaurus Financial, Inc. manage?
Centaurus Financial, Inc. reports $7.3 billion in regulatory assets under management on its Form ADV.
How many employees does Centaurus Financial, Inc. have?
Centaurus Financial, Inc. reports 580 employees.
Where is Centaurus Financial, Inc. located?
Centaurus Financial, Inc. is based in Anaheim, CA and has been SEC-registered since 1999.
Does Centaurus Financial, Inc. disclose fund performance?
Centaurus Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2300 East Katella Ave, Suite 200, Anaheim, CA 92806 |
| Phone | 714-456-1790 |
| Fax | 714-456-1799 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 891943 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$7.34BNo change
Jul '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 10%
Larger than 90% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$7.34Bregulatory AUM
Discretionary $2.37BNon-discretionary $4.97B