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Charles Schwab Investment Management, Inc

● SEC registered since 1990CRD 106753SEC# 801-35905San Francisco, CA
Export (members)
Reg. AUM
$1,721.03B
Employees
946
Accounts
856,597
Location
San Francisco, CA

Charles Schwab Investment Management, Inc assets under management

Charles Schwab Investment Management, Inc is an investment advisory firm registered with the SEC based in San Francisco, CA. The firm has been registered since 1990. It reports $1,721 billion in regulatory assets under management and employs 946 people.

Charles Schwab Investment Management, Inc owners & executives

9 reported
NameTitleOwnershipSince
Catherine Margaret MacGregorChief Legal OfficerUnder 5%2022
Jessica Ann Seidlitz ControlChief Financial Officer And Chief Operating OfficerUnder 5%2024
Mark HunterChief Compliance OfficerUnder 5%2024
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Frequently asked questions

How much does Charles Schwab Investment Management, Inc manage?

Charles Schwab Investment Management, Inc reports $1,721 billion in regulatory assets under management on its Form ADV.

How many employees does Charles Schwab Investment Management, Inc have?

Charles Schwab Investment Management, Inc reports 946 employees.

Where is Charles Schwab Investment Management, Inc located?

Charles Schwab Investment Management, Inc is based in San Francisco, CA and has been SEC-registered since 1990.

Does Charles Schwab Investment Management, Inc disclose fund performance?

Charles Schwab Investment Management, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address425 Market Street, Suite 1700, San Francisco, CA 94105
Phone800-650-9744
Office hours8:00 a.m. To 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK884546
Discloses disciplinary historyYes

Regulatory AUM

$1,721.03B▲ 11976660%
Mar '25 — $14.4MApr '25 — $14.4MMay '25 — $14.4MJun '25 — $14.4MJul '25 — $14.4MAug '25 — $14.4MSep '25 — $1,436.97BOct '25 — $1,436.97BNov '25 — $1,436.97BDec '25 — $1,436.97BJan '26 — $1,436.97BFeb '26 — $1,436.97BMar '26 — $1,721.03BApr '26 — $1,721.03BMay '26 — $1,721.03BJun '26 — $1,721.03B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers

Assets under management

$1,721.03Bregulatory AUM
Discretionary $1,697.04BNon-discretionary $23.99B