Checks & Balances, Inc.
● SEC registered since 2001CRD 112145SEC# 801-60184Atlanta, GA
Reg. AUM
$251.1M
Employees
1
Accounts
28
Location
Atlanta, GA
Checks & Balances, Inc. assets under management
Checks & Balances, Inc. is an investment advisory firm registered with the SEC based in Atlanta, GA. The firm has been registered since 2001. It reports $251.1 million in regulatory assets under management and employs 1 people.
Checks & Balances, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Frances Gail Rogers Control | President, Chief Compliance Officer | 25-50% | 1987 |
| Starr Moore Control | Chairman | 50-75% | 1987 |
Frequently asked questions
How much does Checks & Balances, Inc. manage?
Checks & Balances, Inc. reports $251.1 million in regulatory assets under management on its Form ADV.
How many employees does Checks & Balances, Inc. have?
Checks & Balances, Inc. reports 1 employees.
Where is Checks & Balances, Inc. located?
Checks & Balances, Inc. is based in Atlanta, GA and has been SEC-registered since 2001.
Does Checks & Balances, Inc. disclose fund performance?
Checks & Balances, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2675 Paces Ferry Road, SE, Suite 150, Atlanta, GA 30339 |
| Phone | 404-233-0560 |
| Fax | 404-233-0580 |
| Office hours | 9:00-4:00 |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$251.1M▲ 7%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 68%
Larger than 32% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$251.1Mregulatory AUM
Discretionary $251.1M