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Circle N Advisors, LLC

● SEC registered since 2015CRD 271027SEC# 801-101534Fishkill, NY
Export (members)
Reg. AUM
$94.2M
Employees
3
Accounts
106
Location
Fishkill, NY

Circle N Advisors, LLC assets under management

Circle N Advisors, LLC is a registered investment adviser overseen by the SEC based in Fishkill, NY. The firm has been registered since 2015. It reports $94.2 million in regulatory assets under management and employs 3 people.

Circle N Advisors, LLC owners & executives

3 reported
NameTitleOwnershipSince
Charles Iver Frumberg ControlManaging Member, CeoOver 75%2015
Debra Ann McFaddenCooUnder 5%2024
James David McFaddenCcoUnder 5%2015

Frequently asked questions

How much does Circle N Advisors, LLC manage?

Circle N Advisors, LLC reports $94.2 million in regulatory assets under management on its Form ADV.

How many employees does Circle N Advisors, LLC have?

Circle N Advisors, LLC reports 3 employees.

Where is Circle N Advisors, LLC located?

Circle N Advisors, LLC is based in Fishkill, NY and has been SEC-registered since 2015.

Does Circle N Advisors, LLC disclose fund performance?

Circle N Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1065 Main Street, Suite F, Fishkill, NY 12524
Phone845-897-1560
Fax845-897-1580
Office hours9:00a.m. - 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$94.2M▲ 11%
Mar '25 — $85MApr '25 — $85MMay '25 — $85MJun '25 — $85MJul '25 — $85MAug '25 — $85MSep '25 — $85MOct '25 — $85MNov '25 — $85MDec '25 — $85MJan '26 — $85MFeb '26 — $85MMar '26 — $94.2MApr '26 — $94.2MMay '26 — $94.2MJun '26 — $94.2M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 94%
Larger than 6% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$94.2Mregulatory AUM
Discretionary $94.2M