Cleveland Wealth, LLC
● SEC registered since 2019CRD 282196SEC# 801-117776Cleveland, OH
Reg. AUM
$506.6M
Employees
6
Accounts
1,047
Location
Cleveland, OH
Cleveland Wealth, LLC assets under management
Cleveland Wealth, LLC is an SEC-registered investment adviser based in Cleveland, OH. The firm has been registered since 2019. It reports $506.6 million in regulatory assets under management and employs 6 people.
Cleveland Wealth, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Douglas William Sockman Control | Principal/Chief Compliance Officer | 50-75% | 2015 |
| Thomas Williams Stockett Control | Principal | 50-75% | 2015 |
Frequently asked questions
How much does Cleveland Wealth, LLC manage?
Cleveland Wealth, LLC reports $506.6 million in regulatory assets under management on its Form ADV.
How many employees does Cleveland Wealth, LLC have?
Cleveland Wealth, LLC reports 6 employees.
Where is Cleveland Wealth, LLC located?
Cleveland Wealth, LLC is based in Cleveland, OH and has been SEC-registered since 2019.
Does Cleveland Wealth, LLC disclose fund performance?
Cleveland Wealth, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 600 Superior Avenue East, Suite 2550, Cleveland, OH 44114 |
| Phone | (216) 810-5900 |
| Fax | (216) 810-5901 |
| Office hours | 8:00a.m.-5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$506.6M▼ 50%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 48%
Larger than 52% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$506.6Mregulatory AUM
Discretionary $3.3MNon-discretionary $503.2M