Collaborative Wealth Management, Inc.
● SEC registered since 2014CRD 142106SEC# 801-80100Lake Mary, FL
Reg. AUM
$653.3M
Employees
13
Accounts
1,948
Location
Lake Mary, FL
Collaborative Wealth Management, Inc. assets under management
Collaborative Wealth Management, Inc. operates as an SEC-registered investment adviser based in Lake Mary, FL. The firm has been registered since 2014. It reports $653.3 million in regulatory assets under management and employs 13 people.
Collaborative Wealth Management, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Chad Richmond Justice Control | Ceo | Over 75% | 2006 |
| Sandra Ann Stickney Control | Chief Compliance Officer | Under 5% | 2020 |
Frequently asked questions
How much does Collaborative Wealth Management, Inc. manage?
Collaborative Wealth Management, Inc. reports $653.3 million in regulatory assets under management on its Form ADV.
How many employees does Collaborative Wealth Management, Inc. have?
Collaborative Wealth Management, Inc. reports 13 employees.
Where is Collaborative Wealth Management, Inc. located?
Collaborative Wealth Management, Inc. is based in Lake Mary, FL and has been SEC-registered since 2014.
Does Collaborative Wealth Management, Inc. disclose fund performance?
Collaborative Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 972 International Parkway, Lake Mary, FL 32746 |
| Phone | 407-792-3336 |
| Fax | 407-936-0980 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$653.3M▲ 16%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 42%
Larger than 58% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers
Assets under management
$653.3Mregulatory AUM
Discretionary $594MNon-discretionary $59.3M