Collegiate Capital Management, Inc.
● SEC registered since 2005CRD 118205SEC# 801-64622Raleigh, NC
Reg. AUM
$653M
Employees
8
Accounts
1,992
Location
Raleigh, NC
Collegiate Capital Management, Inc. assets under management
Collegiate Capital Management, Inc. is an investment advisory firm registered with the SEC based in Raleigh, NC. The firm has been registered since 2005. It reports $653 million in regulatory assets under management and employs 8 people.
Collegiate Capital Management, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Erin Rebecca Capps Control | Chief Operating Officer And Director Of Compliance | Under 5% | 2018 |
| Tony Wayne Sigmon Control | President,chief Compliance Officer | Over 75% | 1994 |
Frequently asked questions
How much does Collegiate Capital Management, Inc. manage?
Collegiate Capital Management, Inc. reports $653 million in regulatory assets under management on its Form ADV.
How many employees does Collegiate Capital Management, Inc. have?
Collegiate Capital Management, Inc. reports 8 employees.
Where is Collegiate Capital Management, Inc. located?
Collegiate Capital Management, Inc. is based in Raleigh, NC and has been SEC-registered since 2005.
Does Collegiate Capital Management, Inc. disclose fund performance?
Collegiate Capital Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 214 New Bern Place, Raleigh, NC 27601 |
| Phone | 919-838-0101 |
| Fax | 919-838-0102 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$653M▲ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 42%
Larger than 58% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$653Mregulatory AUM
Discretionary $608.4MNon-discretionary $44.6M