Commonwealth Equity Services, LLC
● SEC registered since 1992CRD 8032SEC# 801-41541Waltham, MA
Reg. AUM
$212.66B
Employees
4,200
Accounts
615,215
Location
Waltham, MA
Commonwealth Equity Services, LLC assets under management
Commonwealth Equity Services, LLC is an SEC-registered investment adviser based in Waltham, MA. The firm has been registered since 1992. It reports $212.7 billion in regulatory assets under management and employs 4,200 people.
Commonwealth Equity Services, LLC owners & executives
15 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| 1979 Holding Company, LLC Control | Managing Member | Over 75% | 2017 |
| Brian Thomas Price Control | Managing Principal, Chief Investment Officer | Under 5% | 2022 |
| Christopher Anthony Trapnell Kloman Control | Chief Operations Officer, President | Under 5% | 2015 |
See all 15 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Commonwealth Equity Services, LLC manage?
Commonwealth Equity Services, LLC reports $212.7 billion in regulatory assets under management on its Form ADV.
How many employees does Commonwealth Equity Services, LLC have?
Commonwealth Equity Services, LLC reports 4,200 employees.
Where is Commonwealth Equity Services, LLC located?
Commonwealth Equity Services, LLC is based in Waltham, MA and has been SEC-registered since 1992.
Does Commonwealth Equity Services, LLC disclose fund performance?
Commonwealth Equity Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 275 Wyman Street, Suite 400, Waltham, MA 02451-1200 |
| Phone | 781-736-0700 |
| Fax | 781-398-9905 |
| Office hours | 8:30a.m. To 5:30p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 312272 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$212.66B▲ 20%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$212.66Bregulatory AUM
Discretionary $207.63BNon-discretionary $5.03B