Compass Financial Advisors LLC
● SEC registered since 1998CRD 109131SEC# 801-56002Fort Wayne, IN
Reg. AUM
$282.5M
Employees
9
Accounts
730
Location
Fort Wayne, IN
Compass Financial Advisors LLC assets under management
Compass Financial Advisors LLC is a registered investment adviser overseen by the SEC based in Fort Wayne, IN. The firm has been registered since 1998. It reports $282.5 million in regulatory assets under management and employs 9 people.
Compass Financial Advisors LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Clifford Lee Malings Control | Member | 10-25% | 2020 |
| David Eugene Fought Control | Member | 50-75% | 1988 |
| James Joseph Bobos Control | Chief Executive Officer | Under 5% | 2000 |
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Join to unlock · $37/moFrequently asked questions
How much does Compass Financial Advisors LLC manage?
Compass Financial Advisors LLC reports $282.5 million in regulatory assets under management on its Form ADV.
How many employees does Compass Financial Advisors LLC have?
Compass Financial Advisors LLC reports 9 employees.
Where is Compass Financial Advisors LLC located?
Compass Financial Advisors LLC is based in Fort Wayne, IN and has been SEC-registered since 1998.
Does Compass Financial Advisors LLC disclose fund performance?
Compass Financial Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9933 Dupont Circle Drive West, Suite 100, Fort Wayne, IN 46825 |
| Phone | 260-490-7878 |
| Fax | 260-490-7766 |
| Office hours | 8a.m. To 5p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1913221 |
| Discloses disciplinary history | No |
Regulatory AUM
$282.5M▲ 7%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$282.5Mregulatory AUM
Discretionary $281.1MNon-discretionary $1.4M