Compass Financial Group, Inc.
● SEC registered since 2003CRD 125186SEC# 801-61941Deerfield Beach, FL
Reg. AUM
$429.7M
Employees
6
Accounts
431
Location
Deerfield Beach, FL
Compass Financial Group, Inc. assets under management
Compass Financial Group, Inc. operates as an SEC-registered investment adviser based in Deerfield Beach, FL. The firm has been registered since 2003. It reports $429.7 million in regulatory assets under management and employs 6 people.
Compass Financial Group, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Blair Charles Shein Control | President / Ceo / Cco/Treasurer | Over 75% | 2003 |
| Leslie Kay Shein Control | Vice President / Secretary | Under 5% | 2026 |
Frequently asked questions
How much does Compass Financial Group, Inc. manage?
Compass Financial Group, Inc. reports $429.7 million in regulatory assets under management on its Form ADV.
How many employees does Compass Financial Group, Inc. have?
Compass Financial Group, Inc. reports 6 employees.
Where is Compass Financial Group, Inc. located?
Compass Financial Group, Inc. is based in Deerfield Beach, FL and has been SEC-registered since 2003.
Does Compass Financial Group, Inc. disclose fund performance?
Compass Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 665 S.e. 10th Street, Suite 202, Deerfield Beach, FL 33441 |
| Phone | 954-481-2607 |
| Fax | 954-481-2614 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| CIK | 1666910 |
| Discloses disciplinary history | No |
Regulatory AUM
$429.7M▲ 6%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 52%
Larger than 48% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$429.7Mregulatory AUM
Discretionary $429.7M