Compass Financial Services, Inc.
● SEC registered since 2020CRD 109441SEC# 801-118466West des Moines, IA
Reg. AUM
$407.4M
Employees
12
Accounts
1,909
Location
West des Moines, IA
Compass Financial Services, Inc. assets under management
Compass Financial Services, Inc. is an investment advisory firm registered with the SEC based in West des Moines, IA. The firm has been registered since 2020. It reports $407.4 million in regulatory assets under management and employs 12 people.
Compass Financial Services, Inc. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Caleb Wellington Pearson Control | Chief Compliance Officer | 10-25% | 2024 |
| Guy Allen Duane Leman Control | Shareholder | 10-25% | 2019 |
| Julie Kay Greer | Shareholder | 10-25% | 2017 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Compass Financial Services, Inc. manage?
Compass Financial Services, Inc. reports $407.4 million in regulatory assets under management on its Form ADV.
How many employees does Compass Financial Services, Inc. have?
Compass Financial Services, Inc. reports 12 employees.
Where is Compass Financial Services, Inc. located?
Compass Financial Services, Inc. is based in West des Moines, IA and has been SEC-registered since 2020.
Does Compass Financial Services, Inc. disclose fund performance?
Compass Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4801 Westown Parkway, West des Moines, IA 50266 |
| Phone | 515-327-1020 |
| Fax | 515-440-1618 |
| Office hours | 8a.m.-4p.m. And By Appointment |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 2039088 |
| Discloses disciplinary history | No |
Regulatory AUM
$407.4M▲ 22%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 53%
Larger than 47% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$407.4Mregulatory AUM
Discretionary $407.4M