Concorde Financial Corporation
● SEC registered since 1981CRD 105237SEC# 801-16625Dallas, TX
Reg. AUM
$376.2M
Employees
6
Accounts
378
Location
Dallas, TX
Concorde Financial Corporation assets under management
Concorde Financial Corporation is an investment advisory firm registered with the SEC based in Dallas, TX. The firm has been registered since 1981. It reports $376.2 million in regulatory assets under management and employs 6 people.
Concorde Financial Corporation owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gary Brent Wood Control | Managing Director And President | 50-75% | 1981 |
| Gregory Brent Wood Control | Managing Director And Chief Compliance Officer | 25-50% | 2014 |
| John Arthur Stetter Control | Vice President And Director | 10-25% | 1994 |
Frequently asked questions
How much does Concorde Financial Corporation manage?
Concorde Financial Corporation reports $376.2 million in regulatory assets under management on its Form ADV.
How many employees does Concorde Financial Corporation have?
Concorde Financial Corporation reports 6 employees.
Where is Concorde Financial Corporation located?
Concorde Financial Corporation is based in Dallas, TX and has been SEC-registered since 1981.
Does Concorde Financial Corporation disclose fund performance?
Concorde Financial Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8383 Preston Center Plaza Drive, Suite 360, Dallas, TX 75225 |
| Phone | 972-701-5400 |
| Fax | 972-701-5420 |
| Office hours | 8:30 a.m. To 5:30 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$376.2M▼ 6%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 56%
Larger than 44% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$376.2Mregulatory AUM
Discretionary $286MNon-discretionary $90.2M