Concorde Financial Resources I Inc.
● SEC registered since 2018CRD 117836SEC# 801-113094York, SC
Reg. AUM
$231M
Employees
2
Accounts
532
Location
York, SC
Concorde Financial Resources I Inc. assets under management
Concorde Financial Resources I Inc. is an SEC-registered investment adviser based in York, SC. The firm has been registered since 2018. It reports $231 million in regulatory assets under management and employs 2 people.
Concorde Financial Resources I Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jessica Marie Trunck | Chief Compliance Officer | Under 5% | 2015 |
| Mary Catherine Ferguson Control | President | Over 75% | 2020 |
Frequently asked questions
How much does Concorde Financial Resources I Inc. manage?
Concorde Financial Resources I Inc. reports $231 million in regulatory assets under management on its Form ADV.
How many employees does Concorde Financial Resources I Inc. have?
Concorde Financial Resources I Inc. reports 2 employees.
Where is Concorde Financial Resources I Inc. located?
Concorde Financial Resources I Inc. is based in York, SC and has been SEC-registered since 2018.
Does Concorde Financial Resources I Inc. disclose fund performance?
Concorde Financial Resources I Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 12b N. Congress Street, York, SC 29745 |
| Phone | 336-838-4100 |
| Fax | 336-838-3033 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$231M▲ 9%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 70%
Larger than 30% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$231Mregulatory AUM
Discretionary $226.1MNon-discretionary $4.8M