Conning, Inc.
● SEC registered since 1983CRD 107423SEC# 801-18641Hartford, CT
Reg. AUM
$106.9B
Employees
270
Accounts
819
Location
Hartford, CT
Conning, Inc. assets under management
Conning, Inc. is a registered investment adviser overseen by the SEC based in Hartford, CT. The firm has been registered since 1983. It reports $106.9 billion in regulatory assets under management and employs 270 people.
Conning, Inc. owners & executives
13 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Conning & Company Control | Shareholder | Over 75% | 1996 |
| Cynthia Anne Beaulieu Control | Managing Director, Portfolio Manager And Cio Conning North America | Under 5% | 2023 |
| Jung Won Lee Control | Managing Director, Chief Financial Officer, Board Member | Under 5% | 2011 |
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Join to unlock · $37/moFrequently asked questions
How much does Conning, Inc. manage?
Conning, Inc. reports $106.9 billion in regulatory assets under management on its Form ADV.
How many employees does Conning, Inc. have?
Conning, Inc. reports 270 employees.
Where is Conning, Inc. located?
Conning, Inc. is based in Hartford, CT and has been SEC-registered since 1983.
Does Conning, Inc. disclose fund performance?
Conning, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Financial Plaza, 755 Main Street, Hartford, CT 06103 |
| Phone | 860-299-2000 |
| Fax | 860-299-2479 |
| Office hours | 8:00 a.m. - 4:45p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$106.9B▲ 7%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 2%
Larger than 98% of 16,271 advisers
EmployeesTop 3%
More than 97% of 16,825 advisers
Assets under management
$106.9Bregulatory AUM
Discretionary $106.62BNon-discretionary $272.1M