Conquis Financial LLC
● SEC registered since 2022CRD 319579SEC# 801-123701Millbrae, CA
Reg. AUM
$280M
Employees
2
Accounts
234
Location
Millbrae, CA
Conquis Financial LLC assets under management
Conquis Financial LLC is a registered investment adviser overseen by the SEC based in Millbrae, CA. The firm has been registered since 2022. It reports $280 million in regulatory assets under management and employs 2 people.
Conquis Financial LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jacob David Levy | Vice President - Portfolio Management | Under 5% | 2026 |
| Katherine Ann Simmonds Control | President/Chief Executive Officer | Over 75% | 2022 |
| Katherine Ann Simmonds Control | Chief Compliance Officer | Over 75% | 2025 |
Frequently asked questions
How much does Conquis Financial LLC manage?
Conquis Financial LLC reports $280 million in regulatory assets under management on its Form ADV.
How many employees does Conquis Financial LLC have?
Conquis Financial LLC reports 2 employees.
Where is Conquis Financial LLC located?
Conquis Financial LLC is based in Millbrae, CA and has been SEC-registered since 2022.
Does Conquis Financial LLC disclose fund performance?
Conquis Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1 la Cruz Avenue, Suite 202, Millbrae, CA 94030 |
| Phone | 650-651-3609 |
| Office hours | 8:00a.m. - 6:00p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 2052436 |
| Discloses disciplinary history | No |
Regulatory AUM
$280M▲ 27%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$280Mregulatory AUM
Discretionary $280M