Continuum Wealth Advisors, LLC
● SEC registered since 2010CRD 152895SEC# 801-71245Saratoga Springs, NY
Reg. AUM
$345.6M
Employees
7
Accounts
872
Location
Saratoga Springs, NY
Continuum Wealth Advisors, LLC assets under management
Continuum Wealth Advisors, LLC is a registered investment adviser overseen by the SEC based in Saratoga Springs, NY. The firm has been registered since 2010. It reports $345.6 million in regulatory assets under management and employs 7 people.
Continuum Wealth Advisors, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Jonathan Rath Control | Partner And Chief Investment Officer | 25-50% | 2023 |
| Jennifer Lindsay Henry Control | Vice President, Advisory Services And Chief Compliance Officer | Under 5% | 2024 |
| Timothy Michael Smith Control | Managing Partner And Chief Executive Officer | 50-75% | 2010 |
Frequently asked questions
How much does Continuum Wealth Advisors, LLC manage?
Continuum Wealth Advisors, LLC reports $345.6 million in regulatory assets under management on its Form ADV.
How many employees does Continuum Wealth Advisors, LLC have?
Continuum Wealth Advisors, LLC reports 7 employees.
Where is Continuum Wealth Advisors, LLC located?
Continuum Wealth Advisors, LLC is based in Saratoga Springs, NY and has been SEC-registered since 2010.
Does Continuum Wealth Advisors, LLC disclose fund performance?
Continuum Wealth Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 18 Division St., Suite 207b, Saratoga Springs, NY 12866 |
| Phone | 518-583-4050 |
| Fax | 518-587-5303 |
| Office hours | 8:30 a.m. - 4:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$345.6M▲ 36%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 58%
Larger than 42% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$345.6Mregulatory AUM
Discretionary $337.6MNon-discretionary $8M