Cooke Wealth Management, LLC
● SEC registered since 2025CRD 127309SEC# 801-132264Irvine, CA
Reg. AUM
$136.9M
Employees
3
Accounts
303
Location
Irvine, CA
Cooke Wealth Management, LLC assets under management
Cooke Wealth Management, LLC is an investment advisory firm registered with the SEC based in Irvine, CA. The firm has been registered since 2025. It reports $136.9 million in regulatory assets under management and employs 3 people.
Cooke Wealth Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Thomas Cooke Control | Chief Compliance Officer, Managing Member, President, Personal Financial Advisor | Over 75% | 2003 |
| Juliette Anne Cooke Control | Personal Financial Advisor, Vice President & Managing Member (since 03/2019) | 10-25% | 2017 |
Frequently asked questions
How much does Cooke Wealth Management, LLC manage?
Cooke Wealth Management, LLC reports $136.9 million in regulatory assets under management on its Form ADV.
How many employees does Cooke Wealth Management, LLC have?
Cooke Wealth Management, LLC reports 3 employees.
Where is Cooke Wealth Management, LLC located?
Cooke Wealth Management, LLC is based in Irvine, CA and has been SEC-registered since 2025.
Does Cooke Wealth Management, LLC disclose fund performance?
Cooke Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 18881 von Karman Ave., Suite 1420, Irvine, CA 92612 |
| Phone | 949-724-3880 |
| Fax | 949-200-4533 |
| Office hours | 9:00a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 2093659 |
| Discloses disciplinary history | No |
Regulatory AUM
$136.9M▲ 18%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 86%
Larger than 14% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$136.9Mregulatory AUM
Discretionary $132.6MNon-discretionary $4.3M