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Cooper Financial Services, Inc.

● SEC registered since 1985CRD 104671SEC# 801-24288Shelton, CT
Export (members)
Reg. AUM
$184.1M
Employees
3
Accounts
1,576
Location
Shelton, CT

Cooper Financial Services, Inc. assets under management

Cooper Financial Services, Inc. is a registered investment adviser overseen by the SEC based in Shelton, CT. The firm has been registered since 1985. It reports $184.1 million in regulatory assets under management and employs 3 people.

Cooper Financial Services, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Michael James Butler ControlChief Compliance Officer/ Chief Executive Officer/ Shareholder/Chairman50-75%2016
Steven Gregory Butler ControlVice President10-25%2022

Frequently asked questions

How much does Cooper Financial Services, Inc. manage?

Cooper Financial Services, Inc. reports $184.1 million in regulatory assets under management on its Form ADV.

How many employees does Cooper Financial Services, Inc. have?

Cooper Financial Services, Inc. reports 3 employees.

Where is Cooper Financial Services, Inc. located?

Cooper Financial Services, Inc. is based in Shelton, CT and has been SEC-registered since 1985.

Does Cooper Financial Services, Inc. disclose fund performance?

Cooper Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1000 Bridgeport Avenue, Suite 308, Shelton, CT 06484
Phone203-248-1972
Fax203-287-0944
Office hours9 a.m. - 4:30 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Regulatory AUM

$184.1M▼ 6%
Jun '25 — $195.6MJul '25 — $195.6MAug '25 — $195.6MSep '25 — $195.6MOct '25 — $195.6MNov '25 — $195.6MDec '25 — $195.6MJan '26 — $195.6MFeb '26 — $195.6MMar '26 — $195.6MApr '26 — $195.6MMay '26 — $184.1MJun '26 — $184.1M
Jun '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 77%
Larger than 23% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$184.1Mregulatory AUM
Discretionary $184.1M