Copperwood Financial, Inc.
● SEC registered since 2025CRD 310859SEC# 801-134875Burr Ridge, IL
Reg. AUM
$119.6M
Employees
3
Accounts
795
Location
Burr Ridge, IL
Copperwood Financial, Inc. assets under management
Copperwood Financial, Inc. is a registered investment adviser overseen by the SEC based in Burr Ridge, IL. The firm has been registered since 2025. It reports $119.6 million in regulatory assets under management and employs 3 people.
Copperwood Financial, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Lawrence Edward Gatz Control | President And Chief Compliance Officer | Over 75% | 2020 |
Frequently asked questions
How much does Copperwood Financial, Inc. manage?
Copperwood Financial, Inc. reports $119.6 million in regulatory assets under management on its Form ADV.
How many employees does Copperwood Financial, Inc. have?
Copperwood Financial, Inc. reports 3 employees.
Where is Copperwood Financial, Inc. located?
Copperwood Financial, Inc. is based in Burr Ridge, IL and has been SEC-registered since 2025.
Does Copperwood Financial, Inc. disclose fund performance?
Copperwood Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 745 McClintock Dr., Suite 308, Burr Ridge, IL 60527 |
| Phone | 630-581-8998 |
| Fax | 312-262-6740 |
| Office hours | 8:30 a.m. - 5 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$119.6M▲ 10%
Nov '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 89%
Larger than 11% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$119.6Mregulatory AUM
Discretionary $119.3MNon-discretionary $303K