Core Compliance Group, LLC
● SEC registered since 2022CRD 306661SEC# 801-122934Rock Hill, SC
Reg. AUM
$338.4M
Employees
9
Accounts
1,819
Location
Rock Hill, SC
Core Compliance Group, LLC assets under management
Core Compliance Group, LLC is an investment advisory firm registered with the SEC based in Rock Hill, SC. The firm has been registered since 2022. It reports $338.4 million in regulatory assets under management and employs 9 people.
Core Compliance Group, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Meredith Lee Strosser Control | Chief Compliance Officer / Owner | 50-75% | 2019 |
| William Merritt King Control | Chief Operations Officer / Owner | 50-75% | 2019 |
Frequently asked questions
How much does Core Compliance Group, LLC manage?
Core Compliance Group, LLC reports $338.4 million in regulatory assets under management on its Form ADV.
How many employees does Core Compliance Group, LLC have?
Core Compliance Group, LLC reports 9 employees.
Where is Core Compliance Group, LLC located?
Core Compliance Group, LLC is based in Rock Hill, SC and has been SEC-registered since 2022.
Does Core Compliance Group, LLC disclose fund performance?
Core Compliance Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 744 Arden Lane, Suite 175, Rock Hill, SC 29732 |
| Phone | 803-323-8706 |
| Office hours | 9a.m.-5p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$338.4M▲ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 59%
Larger than 41% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$338.4Mregulatory AUM
Discretionary $338.4M