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Cowa, LLC

● SEC registered since 2018CRD 297180SEC# 801-113403Tulsa, OK
Export (members)
Reg. AUM
$529.4M
Employees
6
Accounts
1,115
Location
Tulsa, OK

Cowa, LLC assets under management

Cowa, LLC is an SEC-registered investment adviser based in Tulsa, OK. The firm has been registered since 2018. It reports $529.4 million in regulatory assets under management and employs 6 people.

Cowa, LLC owners & executives

5 reported
NameTitleOwnershipSince
James E Diacon ControlChief Compliance OfficerUnder 5%2018
Shelter Me, LLC ControlManaging Member50-75%2018
Third Bucket, LLC ControlManaging Member50-75%2018
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Frequently asked questions

How much does Cowa, LLC manage?

Cowa, LLC reports $529.4 million in regulatory assets under management on its Form ADV.

How many employees does Cowa, LLC have?

Cowa, LLC reports 6 employees.

Where is Cowa, LLC located?

Cowa, LLC is based in Tulsa, OK and has been SEC-registered since 2018.

Does Cowa, LLC disclose fund performance?

Cowa, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8801 S. Yale Avenue, Suite 420, Tulsa, OK 74137
Phone918-984-9110
Fax918-779-4022
Office hours8:30 a.m. - 4:30 p.m.
SEC regionFort Worth Regional Office (FWRO)
CIK1844480
Discloses disciplinary historyNo

Regulatory AUM

$529.4M▲ 22%
Mar '25 — $435.2MApr '25 — $435.2MMay '25 — $435.2MJun '25 — $435.2MJul '25 — $435.2MAug '25 — $435.2MSep '25 — $435.2MOct '25 — $435.2MNov '25 — $435.2MDec '25 — $435.2MJan '26 — $435.2MFeb '26 — $435.2MMar '26 — $529.4MApr '26 — $529.4MMay '26 — $529.4MJun '26 — $529.4M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 47%
Larger than 53% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers

Assets under management

$529.4Mregulatory AUM
Discretionary $456.7MNon-discretionary $72.6M