Cw Securities, LLC
● SEC registered since 2026CRD 124496SEC# 801-135859Knoxville, TN
Reg. AUM
$113.5M
Employees
3
Accounts
145
Location
Knoxville, TN
Cw Securities, LLC assets under management
Cw Securities, LLC is an SEC-registered investment adviser based in Knoxville, TN. The firm has been registered since 2026. It reports $113.5 million in regulatory assets under management and employs 3 people.
Cw Securities, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Edward Cox Control | President/Chief Compliance Officer | Over 75% | 2002 |
| Monica Reeves Head Control | Finop | Under 5% | 2019 |
| Nancy Harris Coleman | Minority Owner | Under 5% | 2016 |
Frequently asked questions
How much does Cw Securities, LLC manage?
Cw Securities, LLC reports $113.5 million in regulatory assets under management on its Form ADV.
How many employees does Cw Securities, LLC have?
Cw Securities, LLC reports 3 employees.
Where is Cw Securities, LLC located?
Cw Securities, LLC is based in Knoxville, TN and has been SEC-registered since 2026.
Does Cw Securities, LLC disclose fund performance?
Cw Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8870 Cedar Spring Lane, Suite 208, Knoxville, TN 37923 |
| Phone | 865 690-9886 |
| Fax | 865 690-9906 |
| Office hours | 9:30 a.m. - 4:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$113.5MNo change
Mar '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$113.5Mregulatory AUM
Discretionary $113.5M