Cwa Financial LLC
CRD 344837SEC# 801-137668Long Beach, CA
No longer SEC-registered. Cwa Financial LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
—
Employees
11
Accounts
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Location
Long Beach, CA
Cwa Financial LLC assets under management
Cwa Financial LLC is an investment advisory firm registered with the SEC based in Long Beach, CA. It employs 11 people.
Cwa Financial LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Colley Control | Chief Executive Officer/President/Sole Member | Over 75% | 2026 |
| Janet Lynn Messer | Chief Compliance Officer | Under 5% | 2026 |
Frequently asked questions
How many employees does Cwa Financial LLC have?
Cwa Financial LLC reports 11 employees.
Where is Cwa Financial LLC located?
Cwa Financial LLC is based in Long Beach, CA.
Does Cwa Financial LLC disclose fund performance?
Cwa Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 111 West Ocean Boulevard, 4th Floor, Long Beach, CA 90802 |
| Office hours | 8:30 a.m. -5:00 p.m. |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 38%
More than 62% of 16,799 advisers