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D & P Investment Advisors, Ltd.

● SEC registered since 2022CRD 119631SEC# 801-124798Wakefield, RI
Export (members)
Reg. AUM
$197.8M
Employees
1
Accounts
647
Location
Wakefield, RI

D & P Investment Advisors, Ltd. assets under management

D & P Investment Advisors, Ltd. is a registered investment adviser overseen by the SEC based in Wakefield, RI. The firm has been registered since 2022. It reports $197.8 million in regulatory assets under management and employs 1 people.

D & P Investment Advisors, Ltd. owners & executives

1 reported
NameTitleOwnershipSince
Mark Robert Provost ControlPresident, Secretary, Treasurer / Chief Compliance OfficerOver 75%2002

Frequently asked questions

How much does D & P Investment Advisors, Ltd. manage?

D & P Investment Advisors, Ltd. reports $197.8 million in regulatory assets under management on its Form ADV.

How many employees does D & P Investment Advisors, Ltd. have?

D & P Investment Advisors, Ltd. reports 1 employees.

Where is D & P Investment Advisors, Ltd. located?

D & P Investment Advisors, Ltd. is based in Wakefield, RI and has been SEC-registered since 2022.

Does D & P Investment Advisors, Ltd. disclose fund performance?

D & P Investment Advisors, Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10 High Street, Suite B, Wakefield, RI 02879
Phone401-792-0100
Fax401-792-8710
Office hours9:00a.m.-5:00p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Regulatory AUM

$197.8M▲ 14%
Mar '25 — $173.8MApr '25 — $173.8MMay '25 — $173.8MJun '25 — $173.8MJul '25 — $173.8MAug '25 — $173.8MSep '25 — $173.8MOct '25 — $173.8MNov '25 — $173.8MDec '25 — $173.8MJan '26 — $173.8MFeb '26 — $173.8MMar '26 — $197.8MApr '26 — $197.8MMay '26 — $197.8MJun '26 — $197.8M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 75%
Larger than 25% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers

Assets under management

$197.8Mregulatory AUM
Discretionary $0Non-discretionary $197.8M