D. e. Shaw Investment Management, L.L.C.
● SEC registered since 2005CRD 135284SEC# 801-64222New York, NY
Ranks #393 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$33.37B
Fund GAV
$19.15B
Private funds
17
Employees
47
Accounts
26
Location
New York, NY
D. e. Shaw Investment Management, L.L.C. assets under management
D. e. Shaw Investment Management, L.L.C. is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2005. It reports $33.4 billion in regulatory assets under management and employs 47 people. D. e. Shaw Investment Management, L.L.C. manages 17 private funds with combined gross assets of $19.2 billion, including D. e. Shaw Lithic Portfolios, L.L.C. By regulatory assets, it ranks 393 of 6,030 private fund managers.
D. e. Shaw Investment Management, L.L.C. private funds
17 funds · $19.15B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| D. e. Shaw Lithic Portfolios, L.L.C. | Hedge | $5.46B | $1M |
| D. e. Shaw World Alpha Extension Portfolios, L.L.C. | Hedge | $2.86B | $1M |
| D. e. Shaw Lithic Hv Portfolios, L.L.C. | Hedge | $2.75B | $1M |
| D. e. Shaw U.S. Broad Market Core Alpha Extension Portfolios, L.L.C. | Hedge | $2.19B | $1M |
| D. e. Shaw Orienteer Portfolios, L.L.C. | Hedge | $1.77B | $1M |
| D. e. Shaw All Country Global Alpha Plus Portfolios, L.L.C. | Hedge | $731.5M | $1M |
| D. e. Shaw U.S. Large Cap Core Alpha Extension Portfolios, L.L.C. | Hedge | $636.1M | $1M |
| D. e. Shaw U.S. Large Cap Core Enhanced Special Portfolios (ma), L.L.C. | Hedge | $532.4M | $1M |
| D. e. Shaw World Alpha Extension Custom Fund, L.L.C. | Hedge | $477.5M | $1M |
| D. e. Shaw Lithic Xtm Portfolios, L.L.C. | Hedge | $456M | $1M |
See all 17 funds — unlock the full record.
Join to unlock · $37/moD. e. Shaw Investment Management, L.L.C. owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alexis Anne Halaby Control | Executive Committee Member | Under 5% | 2018 |
| D. e. Shaw & Co., L.P. Control | Managing Member | Over 75% | 2005 |
| Daniel Robbins Marcus | Chief Compliance Officer | Under 5% | 2024 |
| Edward Laurence Fishman Control | Executive Committee Member | Under 5% | 2018 |
| Maximilian Dana Stone Control | Executive Committee Member | Under 5% | 2017 |
| Michael William Lewkonia | General Counsel | Under 5% | 2023 |
| Yevgenia Vladimirovna Zemlyakova Control | Executive Committee Member, Chief Operating Officer | Under 5% | 2020 |
| D. e. Shaw & Co., Inc. Control | General Partner | — | 1992 |
| David Elliot Shaw Control | Limited Partner | 50-75% | 1993 |
| David Elliot Shaw Control | Sole Stockholder, Chairman, And President | Over 75% | 1992 |
Frequently asked questions
How much does D. e. Shaw Investment Management, L.L.C. manage?
D. e. Shaw Investment Management, L.L.C. reports $33.4 billion in regulatory assets under management on its Form ADV.
How many private funds does D. e. Shaw Investment Management, L.L.C. manage?
D. e. Shaw Investment Management, L.L.C. manages 17 private funds with combined gross assets of $19.2 billion.
How many employees does D. e. Shaw Investment Management, L.L.C. have?
D. e. Shaw Investment Management, L.L.C. reports 47 employees.
Where is D. e. Shaw Investment Management, L.L.C. located?
D. e. Shaw Investment Management, L.L.C. is based in New York, NY and has been SEC-registered since 2005.
Does D. e. Shaw Investment Management, L.L.C. disclose fund performance?
D. e. Shaw Investment Management, L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | Two Manhattan West, 375 Ninth Avenue, 52nd Floor, New York, NY 10001 |
| Phone | 212-478-0000 |
| Fax | 212-478-0100 |
| Office hours | 9 a.m. - 5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1335794 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$33.37B▲ 51%
Feb '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 4%
Larger than 96% of 16,306 advisers
AUM vs fund managersTop 7%
Larger than 93% of 6,030 private-fund managers
Number of fundsTop 14%
More funds than 86% of fund managers
EmployeesTop 12%
More than 88% of 16,824 advisers
Assets under management
$33.37Bregulatory AUM
Discretionary $33.37B
Service providers
Auditor
Prime broker
Custodian
Administrator