Daiwa Capital Management Silicon Valley Inc.
● SEC registered since 2023CRD 307581SEC# 801-128802Palo Alto, CA
Reg. AUM
$376.4M
Employees
2
Accounts
2
Location
Palo Alto, CA
Daiwa Capital Management Silicon Valley Inc. assets under management
Daiwa Capital Management Silicon Valley Inc. is an investment advisory firm registered with the SEC based in Palo Alto, CA. The firm has been registered since 2023. It reports $376.4 million in regulatory assets under management and employs 2 people.
Daiwa Capital Management Silicon Valley Inc. owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daiwa Asset Management Co. Ltd. Control | Share Holder | Over 75% | 2020 |
| Naoto Nmn Osugi Control | President | Under 5% | 2025 |
| Ryota Nmn Komatsu Control | Chief Compliance Officer | Under 5% | 2023 |
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Daiwa Capital Management Silicon Valley Inc. manage?
Daiwa Capital Management Silicon Valley Inc. reports $376.4 million in regulatory assets under management on its Form ADV.
How many employees does Daiwa Capital Management Silicon Valley Inc. have?
Daiwa Capital Management Silicon Valley Inc. reports 2 employees.
Where is Daiwa Capital Management Silicon Valley Inc. located?
Daiwa Capital Management Silicon Valley Inc. is based in Palo Alto, CA and has been SEC-registered since 2023.
Does Daiwa Capital Management Silicon Valley Inc. disclose fund performance?
Daiwa Capital Management Silicon Valley Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 265 Lytton Ave., Suite 301, Palo Alto, CA 94301 |
| Phone | 650-470-9596 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$376.4M▲ 34%
Apr '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 56%
Larger than 44% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$376.4Mregulatory AUM
Discretionary $376.4M