David James Financial
CRD 306301SEC# 801-123332North Liberty, IA
No longer SEC-registered. David James Financial appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$116.1M
Employees
4
Accounts
391
Location
North Liberty, IA
David James Financial assets under management
David James Financial is an investment advisory firm registered with the SEC based in North Liberty, IA. It reports $116.1 million in regulatory assets under management and employs 4 people.
David James Financial owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David James Lane Control | President | Over 75% | 2016 |
| David Patrick Senkyr Control | Vice President | Under 5% | 2023 |
| Rebecca Ann Baedke | Chief Compliance Officer | Under 5% | 2024 |
Frequently asked questions
How much does David James Financial manage?
David James Financial reports $116.1 million in regulatory assets under management on its Form ADV.
How many employees does David James Financial have?
David James Financial reports 4 employees.
Where is David James Financial located?
David James Financial is based in North Liberty, IA.
Does David James Financial disclose fund performance?
David James Financial is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 595 Ashley Court Suite 2, North Liberty, IA 52317 |
| Office hours | 9:00a.m. - 5:00p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$116.1MNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 90%
Larger than 10% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$116.1Mregulatory AUM
Discretionary $116.1M