Rebecca Ann Baedke
Chief Compliance OfficerDavid James FinancialCRD 4055455
About Rebecca Ann Baedke
Rebecca Ann Baedke is listed as Chief Compliance Officer at David James Financial in North Liberty, IA. Form ADV reports a beneficial ownership band of Under 5%. Rebecca Ann Baedke is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of David James Financial
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Rebecca Ann Baedke work?
Rebecca Ann Baedke is listed as Chief Compliance Officer at David James Financial on SEC Form ADV.
How much of David James Financial does Rebecca Ann Baedke own?
Form ADV reports a beneficial ownership band of Under 5%.
David James Financial
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
En Enterprises, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |