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David Vaughan Investments, LLC

● SEC registered since 1977CRD 105990SEC# 801-12642Peoria, IL
Export (members)
Reg. AUM
$5.33B
Employees
48
Accounts
4,288
Location
Peoria, IL

David Vaughan Investments, LLC assets under management

David Vaughan Investments, LLC operates as an SEC-registered investment adviser based in Peoria, IL. The firm has been registered since 1977. It reports $5.3 billion in regulatory assets under management and employs 48 people.
www.linkedin.com/company/david-vaughan-investmentsView on SEC.gov ↗

David Vaughan Investments, LLC owners & executives

23 reported
NameTitleOwnershipSince
Alfredo Armando Risi ControlChief Operating OfficerUnder 5%2023
Andrew Alan Honegger ControlElected ManagerUnder 5%2017
Brian Andrew Christensen ControlElected Manager & Sr Vice President & Chief Investment OfficerUnder 5%2006
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Frequently asked questions

How much does David Vaughan Investments, LLC manage?

David Vaughan Investments, LLC reports $5.3 billion in regulatory assets under management on its Form ADV.

How many employees does David Vaughan Investments, LLC have?

David Vaughan Investments, LLC reports 48 employees.

Where is David Vaughan Investments, LLC located?

David Vaughan Investments, LLC is based in Peoria, IL and has been SEC-registered since 1977.

Does David Vaughan Investments, LLC disclose fund performance?

David Vaughan Investments, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5823 N Forest Park Drive, Peoria, IL 61614-3559
Phone309-685-0033
Fax309-685-3665
Office hours8 a.m. To 5 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1063571
Discloses disciplinary historyNo

Regulatory AUM

$5.33B▲ 8%
Mar '25 — $4.93BApr '25 — $4.93BMay '25 — $4.93BJun '25 — $4.93BJul '25 — $4.93BAug '25 — $4.93BSep '25 — $4.93BOct '25 — $4.93BNov '25 — $4.93BDec '25 — $4.93BJan '26 — $4.93BFeb '26 — $4.93BMar '26 — $5.33BApr '26 — $5.33BMay '26 — $5.33BJun '26 — $5.33B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 12%
Larger than 88% of 16,271 advisers
EmployeesTop 12%
More than 88% of 16,825 advisers

Assets under management

$5.33Bregulatory AUM
Discretionary $5.33BNon-discretionary $1.5M