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Delta Asset Management, LLC

● SEC registered since 2001CRD 113688SEC# 801-60492Memphis, TN
Export (members)
Reg. AUM
$1.53B
Employees
10
Accounts
1,130
Location
Memphis, TN

Delta Asset Management, LLC assets under management

Delta Asset Management, LLC is an SEC-registered investment adviser based in Memphis, TN. The firm has been registered since 2001. It reports $1.5 billion in regulatory assets under management and employs 10 people.

Delta Asset Management, LLC owners & executives

7 reported
NameTitleOwnershipSince
Dana Cole MauryChief Compliance OfficerUnder 5%2022
Daniel Jeremy BergExecutive Director Of FinanceUnder 5%2019
David Charles Smith ControlManaging DirectorUnder 5%2012
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Frequently asked questions

How much does Delta Asset Management, LLC manage?

Delta Asset Management, LLC reports $1.5 billion in regulatory assets under management on its Form ADV.

How many employees does Delta Asset Management, LLC have?

Delta Asset Management, LLC reports 10 employees.

Where is Delta Asset Management, LLC located?

Delta Asset Management, LLC is based in Memphis, TN and has been SEC-registered since 2001.

Does Delta Asset Management, LLC disclose fund performance?

Delta Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address700 Colonial Rd, Suite 220, Memphis, TN 38117
Phone901-767-4791
Fax901-767-1224
Office hours8:00 a.m. To 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
CIK860857
Discloses disciplinary historyYes

Regulatory AUM

$1.53B▲ 6%
Mar '25 — $1.44BApr '25 — $1.44BMay '25 — $1.44BJun '25 — $1.44BJul '25 — $1.44BAug '25 — $1.44BSep '25 — $1.44BOct '25 — $1.44BNov '25 — $1.44BDec '25 — $1.44BJan '26 — $1.44BFeb '26 — $1.44BMar '26 — $1.53BApr '26 — $1.53BMay '26 — $1.53BJun '26 — $1.53B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 26%
Larger than 74% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers

Assets under management

$1.53Bregulatory AUM
Discretionary $1.53B