Delta Investment Management, LLC
● SEC registered since 2018CRD 149596SEC# 801-114006San Francisco, CA
Reg. AUM
$856.7M
Employees
25
Accounts
2,459
Location
San Francisco, CA
Delta Investment Management, LLC assets under management
Delta Investment Management, LLC is an SEC-registered investment adviser based in San Francisco, CA. The firm has been registered since 2018. It reports $856.7 million in regulatory assets under management and employs 25 people.
Delta Investment Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Dooling Houghton Control | Managing Member | 50-75% | 2008 |
| Nicholas Granger Atkeson Control | Managing Member/Chief Compliance Officer | 50-75% | 2008 |
Frequently asked questions
How much does Delta Investment Management, LLC manage?
Delta Investment Management, LLC reports $856.7 million in regulatory assets under management on its Form ADV.
How many employees does Delta Investment Management, LLC have?
Delta Investment Management, LLC reports 25 employees.
Where is Delta Investment Management, LLC located?
Delta Investment Management, LLC is based in San Francisco, CA and has been SEC-registered since 2018.
Does Delta Investment Management, LLC disclose fund performance?
Delta Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 708 Montgomery Street, San Francisco, CA 94111 |
| Phone | (415) 249-6337 |
| Fax | (415) 738-0558 |
| Office hours | 6:00 a.m. - 4:00 p.m. (3) |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$856.7M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 36%
Larger than 64% of 16,271 advisers
EmployeesTop 20%
More than 80% of 16,825 advisers
Assets under management
$856.7Mregulatory AUM
Discretionary $856.7M