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Derivaty Co

● SEC registered since 2020CRD 310249SEC# 801-119381White Plains, NY
Export (members)
Reg. AUM
$28M
Employees
3
Accounts
3
Location
White Plains, NY

Derivaty Co assets under management

Derivaty Co is an investment advisory firm registered with the SEC based in White Plains, NY. The firm has been registered since 2020. It reports $28 million in regulatory assets under management and employs 3 people.

Derivaty Co owners & executives

2 reported
NameTitleOwnershipSince
Michael James Davis ControlChief Compliance OfficerUnder 5%2020
Warun Nmn Kumar ControlCeoOver 75%2020

Frequently asked questions

How much does Derivaty Co manage?

Derivaty Co reports $28 million in regulatory assets under management on its Form ADV.

How many employees does Derivaty Co have?

Derivaty Co reports 3 employees.

Where is Derivaty Co located?

Derivaty Co is based in White Plains, NY and has been SEC-registered since 2020.

Does Derivaty Co disclose fund performance?

Derivaty Co is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address777 Westchester Ave, White Plains, NY 10604
Phone212-395-9471
FaxN/A
Office hours9:00a.m. - 6:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$28M▼ 7%
Jan '25 — $30MFeb '25 — $30MMar '25 — $30MApr '25 — $30MMay '25 — $30MJun '25 — $30MJul '25 — $30MAug '25 — $30MSep '25 — $30MOct '25 — $30MNov '25 — $30MDec '25 — $30MJan '26 — $30MFeb '26 — $30MMar '26 — $28MApr '26 — $28MMay '26 — $28MJun '26 — $28M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 97%
Larger than 3% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$28Mregulatory AUM
Discretionary $28M