PPrivate Fund Data
CompaniesFundsPeopleRankingsScreener

Dipaolo Financial Group, Inc.

● SEC registered since 2025CRD 309637SEC# 801-132771Lutz, FL
Export (members)
Reg. AUM
$168M
Employees
9
Accounts
1,137
Location
Lutz, FL

Dipaolo Financial Group, Inc. assets under management

Dipaolo Financial Group, Inc. is an investment advisory firm registered with the SEC based in Lutz, FL. The firm has been registered since 2025. It reports $168 million in regulatory assets under management and employs 9 people.

Dipaolo Financial Group, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Anthony Lauria Dipaolo ControlVice President5-10%2025
Joseph Lauria Dipaolo ControlPresidentOver 75%2007
Karen Elaine Dipaolo ControlChief Compliance OfficerUnder 5%2022

Frequently asked questions

How much does Dipaolo Financial Group, Inc. manage?

Dipaolo Financial Group, Inc. reports $168 million in regulatory assets under management on its Form ADV.

How many employees does Dipaolo Financial Group, Inc. have?

Dipaolo Financial Group, Inc. reports 9 employees.

Where is Dipaolo Financial Group, Inc. located?

Dipaolo Financial Group, Inc. is based in Lutz, FL and has been SEC-registered since 2025.

Does Dipaolo Financial Group, Inc. disclose fund performance?

Dipaolo Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4635 van Dyke Road, Lutz, FL 33558
Phone813-475-3130
Fax813-501-1361
Office hours9:00 a.m. - 5:00 p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Regulatory AUM

$168M▲ 33%
Apr '25 — $125.9MMay '25 — $125.9MJun '25 — $125.9MJul '25 — $125.9MAug '25 — $125.9MSep '25 — $125.9MOct '25 — $125.9MNov '25 — $125.9MDec '25 — $125.9MJan '26 — $125.9MFeb '26 — $125.9MMar '26 — $168MApr '26 — $168MMay '26 — $168MJun '26 — $168M
Apr '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 80%
Larger than 20% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers

Assets under management

$168Mregulatory AUM
Discretionary $166.4MNon-discretionary $1.6M