Directional Asset Management, LLC
● SEC registered since 2024CRD 152859SEC# 801-131363Arlington Heights, IL
Reg. AUM
$136.9M
Employees
1
Accounts
95
Location
Arlington Heights, IL
Directional Asset Management, LLC assets under management
Directional Asset Management, LLC is a registered investment adviser overseen by the SEC based in Arlington Heights, IL. The firm has been registered since 2024. It reports $136.9 million in regulatory assets under management and employs 1 people.
Directional Asset Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Scott Short Control | President/Chief Investment Officer | Over 75% | 2010 |
| Roberto Nmn Moreiro | Chief Compliance Officer | Under 5% | 2025 |
Frequently asked questions
How much does Directional Asset Management, LLC manage?
Directional Asset Management, LLC reports $136.9 million in regulatory assets under management on its Form ADV.
How many employees does Directional Asset Management, LLC have?
Directional Asset Management, LLC reports 1 employees.
Where is Directional Asset Management, LLC located?
Directional Asset Management, LLC is based in Arlington Heights, IL and has been SEC-registered since 2024.
Does Directional Asset Management, LLC disclose fund performance?
Directional Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 171 W Wing St, #206, Arlington Heights, IL 60005 |
| Phone | 847-749-2312 |
| Office hours | 8:00 a.m. - 4:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$136.9M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 86%
Larger than 14% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$136.9Mregulatory AUM
Discretionary $124.9MNon-discretionary $12M