Directional Financial Services, LLC
● SEC registered since 2014CRD 171903SEC# 801-79954Seattle, WA
Reg. AUM
$11.5M
Employees
4
Accounts
34
Location
Seattle, WA
Directional Financial Services, LLC assets under management
Directional Financial Services, LLC is a registered investment adviser overseen by the SEC based in Seattle, WA. The firm has been registered since 2014. It reports $11.5 million in regulatory assets under management and employs 4 people.
Directional Financial Services, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Empirical Wealth Management Control | Owner | Over 75% | 2014 |
| Justin Wyatt Buller Control | Chief Compliance Officer | Under 5% | 2021 |
| Kenneth Robert Smith Control | Member | 50-75% | 2010 |
Frequently asked questions
How much does Directional Financial Services, LLC manage?
Directional Financial Services, LLC reports $11.5 million in regulatory assets under management on its Form ADV.
How many employees does Directional Financial Services, LLC have?
Directional Financial Services, LLC reports 4 employees.
Where is Directional Financial Services, LLC located?
Directional Financial Services, LLC is based in Seattle, WA and has been SEC-registered since 2014.
Does Directional Financial Services, LLC disclose fund performance?
Directional Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1420 5th Ave, Suite 3150, Seattle, WA 98101 |
| Phone | 206-508-3240 |
| Fax | 866-496-9877 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$11.5M▲ 27%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 98%
Larger than 2% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$11.5Mregulatory AUM
Discretionary $11.5M