DL Carlson Investment Group Inc.
● SEC registered since 1989CRD 105729SEC# 801-34606Concord, NH
Reg. AUM
$735.5M
Employees
14
Accounts
893
Location
Concord, NH
DL Carlson Investment Group Inc. assets under management
DL Carlson Investment Group Inc. is an investment advisory firm registered with the SEC based in Concord, NH. The firm has been registered since 1989. It reports $735.5 million in regulatory assets under management and employs 14 people.
DL Carlson Investment Group Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Littlefield Carlson Control | Chairman | 25-50% | 1989 |
| James Roger Mullins Control | President/Cco | 50-75% | 2004 |
| Rosamond Chenowith Carlson Control | Shareholder | 10-25% | 2006 |
Frequently asked questions
How much does DL Carlson Investment Group Inc. manage?
DL Carlson Investment Group Inc. reports $735.5 million in regulatory assets under management on its Form ADV.
How many employees does DL Carlson Investment Group Inc. have?
DL Carlson Investment Group Inc. reports 14 employees.
Where is DL Carlson Investment Group Inc. located?
DL Carlson Investment Group Inc. is based in Concord, NH and has been SEC-registered since 1989.
Does DL Carlson Investment Group Inc. disclose fund performance?
DL Carlson Investment Group Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | Two Capital Plaza, Suite 404, Concord, NH 03301 |
| Phone | 603-224-5977 |
| Fax | 603-226-2156 |
| Office hours | 8:00 - 5:00 |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1021117 |
| Discloses disciplinary history | No |
Regulatory AUM
$735.5M▲ 5%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 39%
Larger than 61% of 16,271 advisers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$735.5Mregulatory AUM
Discretionary $735.5M