Dlk Investment Management
● SEC registered since 2009CRD 149096SEC# 801-69825Solana Beach, CA
Reg. AUM
$524M
Employees
5
Accounts
1,208
Location
Solana Beach, CA
Dlk Investment Management assets under management
Dlk Investment Management is an SEC-registered investment adviser based in Solana Beach, CA. The firm has been registered since 2009. It reports $524 million in regulatory assets under management and employs 5 people.
Dlk Investment Management owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Donald Ogden Dempster Control | President & Cco | 10-25% | 2009 |
| Peter James Johnson Control | Member | 25-50% | 2016 |
| Theodore Jonah Kay Control | Cio | 10-25% | 2009 |
Frequently asked questions
How much does Dlk Investment Management manage?
Dlk Investment Management reports $524 million in regulatory assets under management on its Form ADV.
How many employees does Dlk Investment Management have?
Dlk Investment Management reports 5 employees.
Where is Dlk Investment Management located?
Dlk Investment Management is based in Solana Beach, CA and has been SEC-registered since 2009.
Does Dlk Investment Management disclose fund performance?
Dlk Investment Management is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 238 North Cedros Ave, Suite 200, Solana Beach, CA 92075 |
| Phone | 858.433.3200 |
| Fax | 858.433.3201 |
| Office hours | By Appointment |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$524M▲ 20%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 47%
Larger than 53% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$524Mregulatory AUM
Discretionary $458.7MNon-discretionary $65.3M