Dock Street Capital Management LLC
● SEC registered since 2012CRD 157155SEC# 801-77192Westport, CT
Reg. AUM
$1.65B
Employees
4
Accounts
60
Location
Westport, CT
About Dock Street Capital Management
Dock Street Capital Management is an SEC-registered investment advisor offering specialized auction, liquidation, asset acquisition, and advisory services in fixed income and structured credit. It offers broad coverage of products such as RMBS, ABS, CDOs, and CLOs for institutional clients.
Summary based on the firm’s website.
Dock Street Capital Management LLC assets under management
Dock Street Capital Management LLC is a registered investment adviser overseen by the SEC based in Westport, CT. The firm has been registered since 2012. It reports $1.7 billion in regulatory assets under management and employs 4 people.
Dock Street Capital Management LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Edward Crowle Control | Managing Member/Chief Compliance Officer | 25-50% | 2009 |
| Gloria Lin Holtman | Member | 5-10% | 2023 |
| Jeffrey Neal Holtman Control | Managing Member | 25-50% | 2009 |
| Tina Ann Crowle | Member | 5-10% | 2023 |
Frequently asked questions
How much does Dock Street Capital Management LLC manage?
Dock Street Capital Management LLC reports $1.7 billion in regulatory assets under management on its Form ADV.
How many employees does Dock Street Capital Management LLC have?
Dock Street Capital Management LLC reports 4 employees.
Where is Dock Street Capital Management LLC located?
Dock Street Capital Management LLC is based in Westport, CT and has been SEC-registered since 2012.
Does Dock Street Capital Management LLC disclose fund performance?
Dock Street Capital Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 575-B Riverside Avenue, Westport, CT 06880 |
| Phone | 212-457-8258 |
| Fax | 212-457-8269 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.65B▲ 24%
Jan '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 25%
Larger than 75% of 16,369 advisers
EmployeesTop 69%
More than 31% of 16,804 advisers
Assets under management
$1.65Bregulatory AUM
Discretionary $0Non-discretionary $1.65B