Dominari Securities LLC
● SEC registered since 2013CRD 18975SEC# 801-78295New York, NY
Reg. AUM
$28M
Employees
14
Accounts
97
Location
New York, NY
Dominari Securities LLC assets under management
Dominari Securities LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2013. It reports $28 million in regulatory assets under management and employs 14 people.
Dominari Securities LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dominari Financial, Inc. Control | Owner | Over 75% | 2023 |
| Jaime Mercado Control | Chief Compliance Officer, Amlco | Under 5% | 2024 |
| Kyle Michael Wool Control | Ceo/ President | Under 5% | 2023 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Dominari Securities LLC manage?
Dominari Securities LLC reports $28 million in regulatory assets under management on its Form ADV.
How many employees does Dominari Securities LLC have?
Dominari Securities LLC reports 14 employees.
Where is Dominari Securities LLC located?
Dominari Securities LLC is based in New York, NY and has been SEC-registered since 2013.
Does Dominari Securities LLC disclose fund performance?
Dominari Securities LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 725 Fifth Ave., 23rd Fl., New York, NY 10022 |
| Phone | 212-393-4500 |
| Fax | 212-393-4550 |
| Office hours | 9-5p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$28M▼ 33%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 97%
Larger than 3% of 16,271 advisers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$28Mregulatory AUM
Discretionary $0Non-discretionary $28M