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Donald W. Nicholson & Associates Ltd

● SEC registered since 1999CRD 107054SEC# 801-56986Wilmington, DE
Export (members)
Reg. AUM
$171.2M
Employees
5
Accounts
354
Location
Wilmington, DE

Donald W. Nicholson & Associates Ltd assets under management

Donald W. Nicholson & Associates Ltd operates as an SEC-registered investment adviser based in Wilmington, DE. The firm has been registered since 1999. It reports $171.2 million in regulatory assets under management and employs 5 people.

Donald W. Nicholson & Associates Ltd owners & executives

3 reported
NameTitleOwnershipSince
Donald William Nicholson ControlPresident/DirectorOver 75%1987
Donald William Nicholson ControlChief Compliance OfficerUnder 5%2025
Mary Lynn Nicholson ControlSecretary/Treasurer/DirectorUnder 5%1987

Frequently asked questions

How much does Donald W. Nicholson & Associates Ltd manage?

Donald W. Nicholson & Associates Ltd reports $171.2 million in regulatory assets under management on its Form ADV.

How many employees does Donald W. Nicholson & Associates Ltd have?

Donald W. Nicholson & Associates Ltd reports 5 employees.

Where is Donald W. Nicholson & Associates Ltd located?

Donald W. Nicholson & Associates Ltd is based in Wilmington, DE and has been SEC-registered since 1999.

Does Donald W. Nicholson & Associates Ltd disclose fund performance?

Donald W. Nicholson & Associates Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1403 Silverside Rd, Ste B, Wilmington, DE 19810
Phone302-529-1500
Fax302-529-0474
Office hours8:30 a.m. - 5:00 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyNo

Regulatory AUM

$171.2MNo change
Mar '25 — $171.3MApr '25 — $171.3MMay '25 — $171.3MJun '25 — $171.3MJul '25 — $171.3MAug '25 — $171.3MSep '25 — $171.3MOct '25 — $171.3MNov '25 — $171.3MDec '25 — $171.3MJan '26 — $171.3MFeb '26 — $171.3MMar '26 — $171.2MApr '26 — $171.2MMay '26 — $171.2MJun '26 — $171.2M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers

Assets under management

$171.2Mregulatory AUM
Discretionary $115.9MNon-discretionary $55.3M