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Dorsey, Wright & Associates, LLC

● SEC registered since 1987CRD 104925SEC# 801-29045Richmond, VA
Export (members)
Reg. AUM
$1.01B
Employees
25
Accounts
840
Location
Richmond, VA

Dorsey, Wright & Associates, LLC assets under management

Dorsey, Wright & Associates, LLC is an investment advisory firm registered with the SEC based in Richmond, VA. The firm has been registered since 1987. It reports $1 billion in regulatory assets under management and employs 25 people.

Dorsey, Wright & Associates, LLC owners & executives

6 reported
NameTitleOwnershipSince
Emily Elisabeth Spurling ControlSenior Vice President, NasdaqUnder 5%2022
John Gunnard Lewis ControlSenior Vice President, Dorsey Wright & Associates, LlcUnder 5%2020
Lisa Patton Johnson ControlChief Compliance OfficerUnder 5%2018
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Frequently asked questions

How much does Dorsey, Wright & Associates, LLC manage?

Dorsey, Wright & Associates, LLC reports $1 billion in regulatory assets under management on its Form ADV.

How many employees does Dorsey, Wright & Associates, LLC have?

Dorsey, Wright & Associates, LLC reports 25 employees.

Where is Dorsey, Wright & Associates, LLC located?

Dorsey, Wright & Associates, LLC is based in Richmond, VA and has been SEC-registered since 1987.

Does Dorsey, Wright & Associates, LLC disclose fund performance?

Dorsey, Wright & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3300 W Leigh Street, Richmond, VA 23230
Phone804-320-8511
Office hours9:00 a.m. To 5:00 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyNo

Regulatory AUM

$1.01B▲ 34%
Mar '25 — $755.1MApr '25 — $755.1MMay '25 — $755.1MJun '25 — $755.1MJul '25 — $755.1MAug '25 — $755.1MSep '25 — $755.1MOct '25 — $755.1MNov '25 — $755.1MDec '25 — $755.1MJan '26 — $755.1MFeb '26 — $755.1MMar '26 — $1.01BApr '26 — $1.01BMay '26 — $1.01BJun '26 — $1.01B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 33%
Larger than 67% of 16,271 advisers
EmployeesTop 20%
More than 80% of 16,825 advisers

Assets under management

$1.01Bregulatory AUM
Discretionary $1.01B