Dougherty & Associates, LLC
● SEC registered since 2025CRD 142284SEC# 801-132948Spring Hill, FL
Reg. AUM
$141.1M
Employees
4
Accounts
414
Location
Spring Hill, FL
About Dougherty & Associates
Dougherty & Associates is a fee-only fiduciary wealth management firm offering financial planning, investment management, and tax planning. It does not sell products or collect commissions and builds portfolios around individual client needs.
Summary based on the firm’s website.
Dougherty & Associates, LLC assets under management
Dougherty & Associates, LLC is an SEC-registered investment adviser based in Spring Hill, FL. The firm has been registered since 2025. It reports $141.1 million in regulatory assets under management and employs 4 people.
Dougherty & Associates, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Archer Dougherty Control | Managing Member | Over 75% | 2001 |
| Seann Archer Dougherty | Cco | 10-25% | 2026 |
Frequently asked questions
How much does Dougherty & Associates, LLC manage?
Dougherty & Associates, LLC reports $141.1 million in regulatory assets under management on its Form ADV.
How many employees does Dougherty & Associates, LLC have?
Dougherty & Associates, LLC reports 4 employees.
Where is Dougherty & Associates, LLC located?
Dougherty & Associates, LLC is based in Spring Hill, FL and has been SEC-registered since 2025.
Does Dougherty & Associates, LLC disclose fund performance?
Dougherty & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4048 Deltona Blvd., Spring Hill, FL 34606 |
| Phone | (352) 238-6411 |
| Fax | (352) 247-4051 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$141.1M▲ 24%
May '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 85%
Larger than 15% of 16,369 advisers
EmployeesTop 69%
More than 31% of 16,804 advisers
Assets under management
$141.1Mregulatory AUM
Discretionary $141.1M