Dougherty & Associates, LLC
● SEC registered since 2025CRD 142284SEC# 801-132948Spring Hill, FL
Reg. AUM
$141.1M
Employees
4
Accounts
414
Location
Spring Hill, FL
Dougherty & Associates, LLC assets under management
Dougherty & Associates, LLC is an SEC-registered investment adviser based in Spring Hill, FL. The firm has been registered since 2025. It reports $141.1 million in regulatory assets under management and employs 4 people.
Dougherty & Associates, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Archer Dougherty Control | Managing Member | Over 75% | 2001 |
| Seann Archer Dougherty | Cco | 10-25% | 2026 |
Frequently asked questions
How much does Dougherty & Associates, LLC manage?
Dougherty & Associates, LLC reports $141.1 million in regulatory assets under management on its Form ADV.
How many employees does Dougherty & Associates, LLC have?
Dougherty & Associates, LLC reports 4 employees.
Where is Dougherty & Associates, LLC located?
Dougherty & Associates, LLC is based in Spring Hill, FL and has been SEC-registered since 2025.
Does Dougherty & Associates, LLC disclose fund performance?
Dougherty & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4048 Deltona Blvd., Spring Hill, FL 34606 |
| Phone | (352) 238-6411 |
| Fax | (352) 247-4051 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$141.1M▲ 24%
May '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 85%
Larger than 15% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$141.1Mregulatory AUM
Discretionary $141.1M