Dove Investment Research and Management, Inc.
● SEC registered since 2026CRD 300058SEC# 801-135457Irvine, CA
Reg. AUM
$107.4M
Employees
2
Accounts
577
Location
Irvine, CA
Dove Investment Research and Management, Inc. assets under management
Dove Investment Research and Management, Inc. operates as an SEC-registered investment adviser based in Irvine, CA. The firm has been registered since 2026. It reports $107.4 million in regulatory assets under management and employs 2 people.
Dove Investment Research and Management, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Thomas Robert Graffeo Control | President/Shareholder/Cco | Over 75% | 2015 |
Frequently asked questions
How much does Dove Investment Research and Management, Inc. manage?
Dove Investment Research and Management, Inc. reports $107.4 million in regulatory assets under management on its Form ADV.
How many employees does Dove Investment Research and Management, Inc. have?
Dove Investment Research and Management, Inc. reports 2 employees.
Where is Dove Investment Research and Management, Inc. located?
Dove Investment Research and Management, Inc. is based in Irvine, CA and has been SEC-registered since 2026.
Does Dove Investment Research and Management, Inc. disclose fund performance?
Dove Investment Research and Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 Pacifica, Suite 370, Irvine, CA 92618 |
| Phone | 949-276-5800 |
| Fax | 949-276-5801 |
| Office hours | 8:30-5:00 |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$107.4MNo change
Jan '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$107.4Mregulatory AUM
Discretionary $107.4M