Duke Funding Management, L.L.C.
● SEC registered since 2002CRD 117590SEC# 801-61009Old Greenwich, CT
Ranks #5,583 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$126.9M
Fund GAV
$126.9M
Private funds
4
Employees
164
Accounts
4
Location
Old Greenwich, CT
Duke Funding Management, L.L.C. assets under management
Duke Funding Management, L.L.C. operates as an SEC-registered investment adviser based in Old Greenwich, CT. The firm has been registered since 2002. It reports $126.9 million in regulatory assets under management and employs 164 people. Duke Funding Management, L.L.C. manages 4 private funds with combined gross assets of $126.9 million, including Duke Funding IX, Ltd. By regulatory assets, it ranks 5,583 of 6,004 private fund managers.
Duke Funding Management, L.L.C. private funds
4 funds · $126.9M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Duke Funding IX, Ltd. | Securitized Asset | $66.7M | $500K |
| Duke Funding VII, Ltd. | Securitized Asset | $32.2M | $500K |
| Duke Funding VI, Ltd. | Securitized Asset | $16.2M | $500K |
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Join to unlock · $37/moDuke Funding Management, L.L.C. owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Vranos Control | Managing Director | Under 5% | 2021 |
| Daniel Reuven Margolis Control | General Counsel | Under 5% | 2010 |
| Ellington Management Group, L.L.C. Control | Member | Over 75% | 2001 |
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Join to unlock · $37/moFrequently asked questions
How much does Duke Funding Management, L.L.C. manage?
Duke Funding Management, L.L.C. reports $126.9 million in regulatory assets under management on its Form ADV.
How many private funds does Duke Funding Management, L.L.C. manage?
Duke Funding Management, L.L.C. manages 4 private funds with combined gross assets of $126.9 million.
How many employees does Duke Funding Management, L.L.C. have?
Duke Funding Management, L.L.C. reports 164 employees.
Where is Duke Funding Management, L.L.C. located?
Duke Funding Management, L.L.C. is based in Old Greenwich, CT and has been SEC-registered since 2002.
Does Duke Funding Management, L.L.C. disclose fund performance?
Duke Funding Management, L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 53 Forest Avenue, 3rd Floor, Old Greenwich, CT 06870 |
| Phone | 203-698-1200 |
| Fax | 203-698-0869 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$126.9M▼ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
AUM vs fund managersTop 93%
Larger than 7% of 6,004 private-fund managers
Number of fundsTop 46%
More funds than 54% of fund managers
EmployeesTop 5%
More than 95% of 16,825 advisers
Assets under management
$126.9Mregulatory AUM
Discretionary $126.9M
Service providers
Custodian
Administrator