Dumaine Investments LLC
● SEC registered since 2019CRD 306481SEC# 801-117762New Orleans, LA
Reg. AUM
$227M
Employees
4
Accounts
356
Location
New Orleans, LA
Dumaine Investments LLC assets under management
Dumaine Investments LLC is an investment advisory firm registered with the SEC based in New Orleans, LA. The firm has been registered since 2019. It reports $227 million in regulatory assets under management and employs 4 people.
Dumaine Investments LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Clifford Freret Favrot Control | President/Chief Compliance Officer | Over 75% | 2019 |
Frequently asked questions
How much does Dumaine Investments LLC manage?
Dumaine Investments LLC reports $227 million in regulatory assets under management on its Form ADV.
How many employees does Dumaine Investments LLC have?
Dumaine Investments LLC reports 4 employees.
Where is Dumaine Investments LLC located?
Dumaine Investments LLC is based in New Orleans, LA and has been SEC-registered since 2019.
Does Dumaine Investments LLC disclose fund performance?
Dumaine Investments LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 650 Poydras Street, Suite 1010, New Orleans, LA 70130-6101 |
| Phone | 504-521-7350 |
| Fax | 504-521-7150 |
| Office hours | 08:30 a.m. - 05:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$227M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 71%
Larger than 29% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$227Mregulatory AUM
Discretionary $171.6MNon-discretionary $55.4M