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Dupree Financial Group, LLC

● SEC registered since 2010CRD 131091SEC# 801-71497Lexington, KY
Export (members)
Reg. AUM
$404.4M
Employees
7
Accounts
1,655
Location
Lexington, KY

Dupree Financial Group, LLC assets under management

Dupree Financial Group, LLC is a registered investment adviser overseen by the SEC based in Lexington, KY. The firm has been registered since 2010. It reports $404.4 million in regulatory assets under management and employs 7 people.

Dupree Financial Group, LLC owners & executives

2 reported
NameTitleOwnershipSince
David Hudson Kemp ControlChief Compliance Officer, Investment Advisor RepresentativeUnder 5%2026
Thomas Parmelee Dupree ControlManager / MemberOver 75%2003

Frequently asked questions

How much does Dupree Financial Group, LLC manage?

Dupree Financial Group, LLC reports $404.4 million in regulatory assets under management on its Form ADV.

How many employees does Dupree Financial Group, LLC have?

Dupree Financial Group, LLC reports 7 employees.

Where is Dupree Financial Group, LLC located?

Dupree Financial Group, LLC is based in Lexington, KY and has been SEC-registered since 2010.

Does Dupree Financial Group, LLC disclose fund performance?

Dupree Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address237 East Main Street, Lexington, KY 40507
Phone859-233-0400
Fax859-233-0472
Office hours8:30 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyYes

Regulatory AUM

$404.4M▲ 22%
Mar '25 — $330.2MApr '25 — $330.2MMay '25 — $330.2MJun '25 — $330.2MJul '25 — $330.2MAug '25 — $330.2MSep '25 — $330.2MOct '25 — $330.2MNov '25 — $330.2MDec '25 — $330.2MJan '26 — $330.2MFeb '26 — $330.2MMar '26 — $404.4MApr '26 — $404.4MMay '26 — $404.4MJun '26 — $404.4M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 54%
Larger than 46% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers

Assets under management

$404.4Mregulatory AUM
Discretionary $404.4M