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Dw Investment Solutions, Inc.

● SEC registered since 2026CRD 150471SEC# 801-136562
Export (members)
Reg. AUM
$111.4M
Employees
3
Accounts
113
Location

Dw Investment Solutions, Inc. assets under management

Dw Investment Solutions, Inc. is a registered investment adviser overseen by the SEC. The firm has been registered since 2026. It reports $111.4 million in regulatory assets under management and employs 3 people.

Dw Investment Solutions, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Christie Marie Rooney ControlTreasurerUnder 5%2022
Linda Dianne Walker ControlPresident/Chief Compliance OfficerOver 75%2009

Frequently asked questions

How much does Dw Investment Solutions, Inc. manage?

Dw Investment Solutions, Inc. reports $111.4 million in regulatory assets under management on its Form ADV.

How many employees does Dw Investment Solutions, Inc. have?

Dw Investment Solutions, Inc. reports 3 employees.

Does Dw Investment Solutions, Inc. disclose fund performance?

Dw Investment Solutions, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone509-924-6526
Fax509-924-6526
Office hours8:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Regulatory AUM

$111.4MNo change
May '26 — $111.4MJun '26 — $111.4M
May '26Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$111.4Mregulatory AUM
Discretionary $111.4M